The Ontario Securities Commission (OSC) announced that Stéphane Gagnon, formerly of Ottawa, Ontario was convicted on one count of...
CN Editor
July 24, 2025
OSC PUBLISHES THE RIE DIVISION 2025 ANNUAL REPORT
SEC: Instead of retiring, rep ran a Ponzi scheme
ADVISOR DEFRAUDED "FRIENDS AND FAMILY" IN FUND
APPEAL SOUGHT IN BRIDGING FINANCE CASE
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OSC AND CIRO REPORT HIGHLIGHTS SALES CULTURE CONCERNS AT CANADA"S LARGEST BANK-AFFILIATED DEALERS
INVESTOR MISSES INVESTMENT OPPORTUNITY DUE TO FIRM"S MISCOMMUNICATION
CIRO PROFICIENCY MODEL FOR APPROVED PERSONS UNDER THE INVESTMENT DEALER AND PARTIALLY CONSOLIDATED RULES - EXAM FEES
STEPHANE GAGNON SENTENCED TO FIVE YEARS AND ORDERED TO PAY OVER $7.75 MILLION