The Securities and Exchange Commission voted to approve orders to permit in-kind creations and redemptions by authorized particip...
CN Editor
July 30, 2025
SEC DIVISION OF CORPORATION FINANCE ISSUES STAFF STATEMENT ON CERTAIN LIQUID STAKING ACTIVITIES
NASAA SEEKS PUBLIC COMMENT ON PROPOSED NASAA MODEL FRANCHISE BROKER REGISTRATION ACT
NASAA SEEKS PUBLIC COMMENT ON PROPOSED AMENDMENTS TO INVESTMENT ADVISER ADVERTISING RULES
BCSC PUBLISHES REVISED INSTRUMENT MI 96-101 - DERIVATIVES: TRADE REPORTING
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OSC AND CIRO REPORT HIGHLIGHTS SALES CULTURE CONCERNS AT CANADA"S LARGEST BANK-AFFILIATED DEALERS
CIRO PROFICIENCY MODEL FOR APPROVED PERSONS UNDER THE INVESTMENT DEALER AND PARTIALLY CONSOLIDATED RULES - EXAM FEES
STEPHANE GAGNON SENTENCED TO FIVE YEARS AND ORDERED TO PAY OVER $7.75 MILLION
INVESTOR MISSES INVESTMENT OPPORTUNITY DUE TO FIRM"S MISCOMMUNICATION