The North American Securities Administrators Association (NASAA) is seeking public comment on proposed amendments to four rules r...
CN Editor
July 30, 2025
NASAA SEEKS PUBLIC COMMENT ON PROPOSED NASAA MODEL FRANCHISE BROKER REGISTRATION ACT
SEC PERMITS IN-KIND CREATIONS AND REDEMPTIONS FOR CRYPTO ETPS
BCSC PUBLISHES REVISED INSTRUMENT MI 96-101 - DERIVATIVES: TRADE REPORTING
BCSC PUBLISHES REVISED INSTRUMENT MI 91-101 - DERIVATIVES: PRODUCT DETERMINATION
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OSC AND CIRO REPORT HIGHLIGHTS SALES CULTURE CONCERNS AT CANADA"S LARGEST BANK-AFFILIATED DEALERS
STEPHANE GAGNON SENTENCED TO FIVE YEARS AND ORDERED TO PAY OVER $7.75 MILLION
CIRO PROFICIENCY MODEL FOR APPROVED PERSONS UNDER THE INVESTMENT DEALER AND PARTIALLY CONSOLIDATED RULES - EXAM FEES
INVESTOR MISSES INVESTMENT OPPORTUNITY DUE TO FIRM"S MISCOMMUNICATION