The FCA has decided to fine both Neil Woodford and Woodford Investment Management (WIM) for failures in their management of the W...
CN Editor
August 06, 2025
FCA FINES H2O DEPUTY CEO£1M AND BANS HIM FROM FINANCIAL SERVICES FOR DELIBERATELY MISLEADING FCA
FCA ADOPTS REFORMS TO BOOST CAPITAL RAISING
FCA SEEKS DISPUTE RESOLUTION REFORMS
FCA SANCTONS BARCLAYS" ANTI-CRIME FAILINGS
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OSC AND CIRO REPORT HIGHLIGHTS SALES CULTURE CONCERNS AT CANADA"S LARGEST BANK-AFFILIATED DEALERS
CIRO PROFICIENCY MODEL FOR APPROVED PERSONS UNDER THE INVESTMENT DEALER AND PARTIALLY CONSOLIDATED RULES - EXAM FEES
STEPHANE GAGNON SENTENCED TO FIVE YEARS AND ORDERED TO PAY OVER $7.75 MILLION
INVESTOR MISSES INVESTMENT OPPORTUNITY DUE TO FIRM"S MISCOMMUNICATION