Daniel Pugh has been found guilty of fraud, following a prosecution by the FCA. Mr Pugh, aged 35 and of Devon, set up a Ponzi sch...
CN Editor
August 08, 2025
THREE EXECS CHARGED IN ALLEGED SPAC SCHEME
THE FCA"S VISION FOR OPEN BANKING STANDARDS
FCA TO ENHANCE SUSTAINABILITY REPORTING
FCA SETS OUT CHANGES TO PAYMENT SAFEGUARDING RULES
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OSC AND CIRO REPORT HIGHLIGHTS SALES CULTURE CONCERNS AT CANADA"S LARGEST BANK-AFFILIATED DEALERS
STEPHANE GAGNON SENTENCED TO FIVE YEARS AND ORDERED TO PAY OVER $7.75 MILLION
CIRO PROFICIENCY MODEL FOR APPROVED PERSONS UNDER THE INVESTMENT DEALER AND PARTIALLY CONSOLIDATED RULES - EXAM FEES
INVESTOR MISSES INVESTMENT OPPORTUNITY DUE TO FIRM"S MISCOMMUNICATION