A trio of executives has been charged in an alleged accounting fraud scheme that overstated the revenues of a company ahead of it...
CN Editor
August 11, 2025
THE FCA"S VISION FOR OPEN BANKING STANDARDS
MANULIFE TO ACQUIRE 75% OF COMVEST FOR $938M
FCA TO ENHANCE SUSTAINABILITY REPORTING
FCA SECURES CONVICTIONS AGAINST INDIVIDUAL FOR £1.3M PONZI SCHEME
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OSC AND CIRO REPORT HIGHLIGHTS SALES CULTURE CONCERNS AT CANADA"S LARGEST BANK-AFFILIATED DEALERS
STEPHANE GAGNON SENTENCED TO FIVE YEARS AND ORDERED TO PAY OVER $7.75 MILLION
CIRO PROFICIENCY MODEL FOR APPROVED PERSONS UNDER THE INVESTMENT DEALER AND PARTIALLY CONSOLIDATED RULES - EXAM FEES
INVESTOR MISSES INVESTMENT OPPORTUNITY DUE TO FIRM"S MISCOMMUNICATION