The Division is proposing changes to the Rules to incorporate a requirement for Participants to disclose changes to certain infor...
CN Editor
August 12, 2025
SIMA RESPONDS TO CIRO"S ACCOUNT-TRANSFER-RULE-MODERNIZATION PROPOSAL
PROPOSED AMENDMENT OF APPROVED PERSON FEES COMPONENT WITHIN THE ANNUAL FEE OF DEALER MEMBER FEE MODEL
TMX GROUP ACQUIRES VERITY
FINCEN SEEKS COMMENTS ON PROPOSED SURVEY OF THE COSTS OF AML/CFT COMPLIANCE
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CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.
CIRO CYBERSECURITY UPDATES