The Securities and Exchange Commission and U.S. Commodity Futures Trading Commission each voted to further extend the date for in...
CN Editor
September 18, 2025
NASAA ANNOUNCES 2026 FEE SCHEDULE FOR INVESTMENT ADVISER REGISTRATION DEPOSITORY SYSTEM
CFTC OBTAINS $1.2M FOR FRAUD VICTIMS, $2.8M OVERALL FROM FLORIDA COMMODITY FIRM, OWNER
CFTC SANCTIONS TRADING FIRM $212,500 FOR WASH SALES
SEC APPROVES GENERIC LISTING STANDARDS FOR COMMODITY-BASED TRUST SHARES
Thank you for the feedback!!
AGENT SANCTIONED FOR KYC, CLIENT FUNDRAISER
OSC REJECTS NEW ORDER TYPE ON FAIR ACCESS GROUNDS
NATIONAL RISK ASSESSMENT
FINTRAC UPDATES ITS ADMINISTRATIVE MONETARY PENALITIES POLICY