The FCA is concerned people are being encouraged to invest in high-risk schemes offered by unregulated firms without appreciating...
CN Editor
September 29, 2025
FCA SECURES RESTITUTION FOR FUND INVESTORS
FCA SUPPORTS TOKENISATION TO BOOST EFFICIENCY AND INNOVATION IN ASSET MANAGEMENT
DANIEL PUGH SENTENCED TO 7 AND A HALF YEARS IN PRISON FOR £1.3M PONZI SCHEME
INVESTOR ALERT: BTC TRADING PRO, REVIVO CAPITAL AND GIGA MARKETS 365 FALSELY CLAIM AFFILIATION WITH SIG NORTH TRADING, ULC AND IMPLY CIRO REGISTRATION
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CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS