The Securities and Investment Management Association (SIMA) and Pollara Strategic Insights released the results of their annual S...
CN Editor
October 10, 2025
CSA EXTENDS COMMENT PERIOD FOR CONSULTATION ON THE EXCHANGE-TRADED FUND REGULATORY FRAMEWORK
SIMA RESPONDS TO CIRO"S ACCOUNT-TRANSFER-RULE-MODERNIZATION PROPOSAL
CRYPTO SECTOR REGULATION STILL PATCHY
COURT ORDER COSTS IN FAILED TRAILER FEE CLASS ACTION
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CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS