The Securities and Investment Management Association (SIMA) unveiled its new tagline, “Empowering Canada’s Investment Industry,” ...
CN Editor
October 17, 2025
DENVER-BASED EDUCATION PROVIDER ACQUIRES SEEWHY FINANCIAL LEARNING
SIMA AND POLLARA INVESTOR SURVEY SHOWS HIGH LEVEL OF TRUST IN INVESTMENT ADVICE
SIMA RESPONDS TO CIRO"S ACCOUNT-TRANSFER-RULE-MODERNIZATION PROPOSAL
SIMA ENCOURAGES CANADIAN REGULATORS TO ADOPT REVISIONS TO THE OBSI BINDING-AUTHORITY FRAMEWORK, EMPHASIZING HARMONIZATION AND FAIRNESS
Thank you for the feedback!!
CLEARING MEMBER UPDATE - FIDELITY CLEARING CANADA ULC
CIRO ALLEGES REFERRAL ARRANGEMENT VIOLATIONS BY FORMER KEMP FINANCIAL GROUP REPS FROM NIAGARA FALLS, ON
FINTRAC IMPOSES AN ADMINISTRATIVE MONETARY PENALTY ON PRIMARY CAPITAL INC.
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS