CIRO ALLEGES MISAPPROPRIATION AND PERSONAL FINANCIAL DEALINGS BY FORMER PFSL INVESTMENTS CANADA REP FROM EDMONTON, AB

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CIRO alleged that Lou Albert Cruz Soco, a former Registered Representative with PFSL Investments Canada Ltd, from Edmonton, Alber...


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CIROEnforcementMisappropriationPersonal Financial Dealingsconflicts of interestFailure to Disclosefailure to cooperate

CN Editor

October 22, 2025

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