An FP Canada hearing panel has ruled that a former financial planner can’t apply for recertification because his LinkedIn posts c...
CN Editor
October 27, 2025
CONCERNS FOLLOW REGULATORS" SURVEY OF MUTUAL FUND REPS
IA FINANCIAL"S ACQUISITION OF RF CAPITAL TO CLOSE THS WEEK
FCA PROPOSES REFORMS TO SHORT-SELLING RULES
COURT UPHOLDS TERMS OF DEALER NON-COMPETE
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS