The Securities and Investment Management Association (SIMA) has responded to the Canadian Securities Administrators’ (CSA) consul...
CN Editor
November 03, 2025
OSC SETTLEMENT WITH JESSICA TAM IN INSIDER TRADING SCHEME APPROVED BY CAPITAL MARKETS TRIBUNAL
PMAC CALLS ON CSA TO REVIEW PRIVACY AND DATA PROTECTION POLICIES
CONCERNS FOLLOW REGULATORS" SURVEY OF MUTUAL FUND REPS
OSC SME INSTITUTE ANNOUNCES WEBINAR ON STANDARDS OF DISCLOSURE FOR MINERAL PROJECTS COMPLIANCE
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS