The Securities and Investment Management Association (SIMA) disagrees in principle with the Canadian Investment Regulatory Organi...
CN Editor
November 10, 2025
BCSC FEE INCREASE - FINANCIAL CASE NOT MADE
SIMA WELCOMES BCSC FEE REVIEW, CALLS FOR TRANSPARENCY, PREDICTABILITY, AND DISCIPLINE
CIRO MEMBER AMALGAMATION - CI INVESTMENTS SERVICES INC. & WEALTHBAR FINANCIAL SERVICES INC.
CIRO TO HOLD A SANCTIONS HEARING FOR FORMER DEALING REP WITH TD SECURITIES IN SURREY, BC
Thank you for the feedback!!
CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
EX-TD BANKERS LAND IN JAIL
CIRO SANCTIONS SCOTIA SECURITIES FOR COMPLAINT HANDLING FAILURES
SIMA RESPONDS TO CIRO"S PROPOSED CHANGES TO CLIENT DELIVERY OBLIGATIONS