The Canadian Securities Administrators (CSA) is considering a ban on advisor chargebacks “to better align the interests of dealin...
CN Editor
November 12, 2025
U.S. TASK FORCE TARGETS PIG BUTCHERING SCAMS
FSRA FINES FORMER INSURANCE AGENT $80K FOR UNLICENSED SALES
CSA STAFF NOTICE 11-312 (REVISED) NATIONAL NUMBERING SYSTEM
CSA LAUNCHES CONSULTATION ON PROPOSED AMENDMENTS TO NON-GAAP AND OTHER FINANCIAL MEASURES DISCLOSURE REQUIREMENTS IN CONNECTION WITH NEW IFRS ACCOUNTING STANDARD
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP