SIMA has responded to the Canadian Investment Regulatory Organization’s (CIRO) proposed guidance on Order Execution Only (OEO) ac...
CN Editor
November 18, 2025
CIRO MEMBER CHANGE OF CONTROL - FORGE FIRST ASSET MANAGEMENT INC.
CFFIM: ORDER EXECUTION ONLY - THE CASE FOR PRINCIPLED BASED GUIDANCE
CIRO ALLEGES UNAUTHORIZED TRANSACTIONS AND FAILURE TO COOPERATE BY FORMER BMO INVESTMENTS REP FROM EDMONTON, AB
SIMA ADVOCATES FOR FAIR FEES IN RESPONSE TO CIRO PROPOSAL
Thank you for the feedback!!
OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
FINANCIAL PLANNER LOSES CERTIFICATION OVER DISCRIMINATORY SOCIAL MEDIA POSTS
AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP