The Canadian Securities Administrators (CSA) published proposed amendments to National Instrument 81-102 Investment Funds and the...
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November 28, 2025
CSA STAFF NOTICE 13-315 (REVISED) SECURITIES REGULATORY AUTHORITY CLOSED DATES 2026
CANADIAN SECURITIES REGULATORS PUBLISH SUMMARY OF 2025 SYSTEMIC RISK SURVEY RESULTS
OSC SEEKS COMMENT ON PRIORITIES FOR 2026-2027
CANADIAN SECURITIES REGULATORS PROVIDE UPDATE AND SEEK FEEDBACK ON MULTILATERAL INITIATIVE TO SUPPORT CAPITAL-RAISING BY EXTENDING THE ROLE OF EXEMPT MARKET DEALERS
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CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING