This marks the FCA"s first enforcement outcome against a professional body supervisor. The FCA has censured the Institute of Cert...
CN Editor
December 03, 2025
NYSE SANCTIONED OVER MARKET OUTAGE
FINCEN ASSESSES HISTORIC $80 MILLION PENALTY AGAINST CANACCORD GENUITY LLC FOR SECURITIES FRAUD - RELATED BANK SECRECY ACT VIOLATIONS
FCA WARNS CUSTOMERS OF HDH INVESTMENT SERIVCES LIMITED
FCA TO REVIEW U.K."S NEW LISTING RULES
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CIRO NEEDS TO STOP SAYING "SHOULD"
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
OPINION: WHO WILL PAY FOR CIRO"S DATA BREACH?
FORMER BROKER CHARGED IN "FREE RIDER" CASE