The Canadian Securities Administrators (CSA) in collaboration with the Canadian Investment Regulatory Organization (CIRO) announc...
CN Editor
December 12, 2025
CSA AND CIRO PROVIDE GUIDANCE FOR FINFLUENCERS AND FIRMS ON HOW TO WORK WITH THEM AND PROTECT INVESTORS
CSA AND CIRO PROVIDE FINDINGS AND GUIDANCE FROM LATEST PHASE OF CLIENT FOCUSED REFORMS REVIEWS
FCA CONSULTS ON FUND LIQUIDITY REFORMS
INVESTOR ALERT: FRAUDULENT CRYPTO PLATFORM IMPERSONATING INTERACTIVE BROKERS CANADA INC.
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CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
GUIDANCE ON DOUBLE PRINTING