CIRO sanctioned Haywood Securities Inc. (Haywood) for supervision failures. CIRO found that Haywood failed to adequately supervis...
CN Editor
December 17, 2025
MX PROPOSES CHANGES TO ENFORCEMENT
2026 MFD FINANCIAL FILING DEADLINES
REGULATORY FILING DEADLINES
INVESTOR ALERT: FRAUDULENT TRADING PLATFORM IMPERSONATING TRADELOGIQ MARKETS INC.
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CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CIRO SANCTIONS HAYWOOD SECURITIES INC. FOR SUPERVISION FAILURES
CIRO ALLEGES MISAPPROPRIATION AND FAILURE TO COOPERATE BY FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON