CFFiM’s acknowledges with appreciation it’s priorities reflected in the OSC’s sharpened focus on competitiveness, capital formati...
CN Editor
January 14, 2026
PMAC SUBMISSION ON OSC STATEMENT OF PRIORITIES FOR FISCAL YEAR 2026-2027
OSC INVESTOR WARNINGS AND ALERTS FOR DECEMBER 23, 2025 - JANUARY 13, 2026
SEC PROPOSES AMENDMENTS TO THE SMALL ENTITY DEFINITIONS FOR INVESTMENT COMPANIES AND INVESTMENT ADVISERS FOR PURPOSES OF THE REGULATORY FLEXIBILITY ACT
NOTICE OF COMMISSION APPROVAL OF OSC RULE 93-501 EXEMPTION INVOLVING CERTAIN FOREIGN-ADVISED OR FOREIGN MANAGED INVESTMENT FUNDS THAT QUALIFY AS AN ELIGIBLE DERVIATIVES PARTY UNDER NI 93-101 DERIVATIVES: BUSINESS CONDUCT
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THE BANKER, THE BROTHERS, THE FRIENDS AND THEIR FRAUDS
DRAMATIC INCREASE IN FINTRAC FINES COMING, BUT THEIR EFFECTIVENESS IS LESS CLEAR
2026 COMPLIANCE PRIORITIES AND REGULATORY DIVISION INITIATIVES
ASC ALLEGES JASON DAVID NEALE, RANDAL STEWART THOMPSON AND WILLIAM ALLAN GREEN BREACHED ALBERTA SECURITIES LAWS