The CFFiM’s analysis of the CSA’s decision not to renew its Blanket Order which permitted exempt market dealers (EMDs) to distrib...
CN Editor
January 28, 2026
CSA STAFF NOTICE 11-349 NOTICE OF LOCAL AMENDMENTS IN CERTAIN JURISDICTIONS
CANADIAN SECURITIES REGULATORS REPORT ON KEY OVERSIGHT ACTIVITIES OF CIRO AND CIPF
AMENDMENTS RESPECTING REASONABLE EXPECTATIONS TO SETTLE SHORT SALES
PREDICTION MARKETS: CSA AND CIRO REMIND INDUSTRY AND INVESTORS OF THE CURRENT RULES
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS
FORMER BROKER CHARGED IN "FREE RIDER" CASE