As Valentine’s Day approaches, state and provincial securities regulators are warning consumers to be on guard against romance sc...
CN Editor
February 10, 2026
NASAA ANNOUNCES SETTLEMENT WITH WELLS FARGO AND MERRILL LYNCH OVER EXCESSIVE COMMISSIONS ON SMALL-DOLLAR TRADES
NASAA ANNOUNCES 2027 SYSTEM FEES FOR INVESTMENT ADVISER REGISTRATION DEPOSITORY SYSTEM
NASAA APPROVES UPDATED WAITING PERIOD FOR SERIES 63, 65, AND 66 EXAM RETESTS
NASAA LAUNCHES COMPREHENSIVE ONLINE IAR CONTINUING EDUCATION COURSE CATALOG TO STREAMLINE COMPLIANCE AND PROFESSIONAL DEVELOPMENT
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RCMP LAYS CHARGES IN ALLEGED $164M PONZI SCHEME
OSC FLAGS ISSUES WITH INDUSTRY AI USE
FATF/APG MUTUAL EVALUATION REPORT OF CANADA 2026
ADVISOR SANCTIONED FOR TAKING CLIENT INFO