The FCA has set out plans for using AI to speed up authorisations, testing new tools to identify key risks earlier, with their pe...
CN Editor
March 27, 2026
IOSCO PUBLISHES REPORT ON SUPERVISORY TECHNOLOGY (SUPTECH)
FCA SEEKS HIGHER FINES FOR RICHER OFFENDERS
FINRA SEEKS REFORMS TO MODERNIZE, EASE COSTS
FCA SANCTIONS EXEC OVER DISCIPLINARY DISCLOSURE
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JIMMY DELINIS PLEADS GUILTY IN $1.3 MILLION INVESTMENT SCHEME
CIRO FINDS FORMER REPS WITH PFSL INVESTMENTS CANADA IN MISSISSAUGA LIABLE FOR PERSONAL FINANCIAL DEALING
CIRO ALLEGES UNSUITABLE INVESTMENTS BY WFG SECURITIES INC REP FROM SURREY, BC
OSC: REGISTRATION, INSPECTIONS AND EXAMINATIONS DIVISION SETS OUT ITS 2026-2027 EXAMINATION PRIORITIES