This bulletin presents the Annual Priorities of the Canadian Investment Regulatory Organization (CIRO) for the 2027 fiscal year (...
CN Editor
April 08, 2026
CIRO NOTICE OF INTENTION TO RESIGN - DESJARDINS FINANCIAL SECURITY INVESTMENTS INC.
CIRO REGIONAL COUNCILS ANNUAL GENERAL MEETINGS
CANADIAN SECURITIES REGULATORS REPORT ON KEY OVERSIGHT ACTIVITIES OF CIRO AND CIPF
PROPOSED AMENDMENTS RESPECTING CLIENT DELIVERY OBLIGATIONS
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS
FORMER BROKER CHARGED IN "FREE RIDER" CASE