Eight new firms, including Barclays, Experian, Lloyds Banking Group (Scottish Widows), and UBS, have been chosen by the FCA to li...
CN Editor
April 22, 2026
FCA INTRODUCES CLEARER AND SIMPLER SHORT SELLING RULES
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
OSC SEEKS FEEDBACK ON EFFORTS TO CREATE A MACHINE-READABLE REGULATORY FRAMEWORK
FCA FINES DINOSAUR MERCHANT BANK LIMITED FOR MARKET ABUSE SURVEILLANCE FAILURES
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS