Investment firm Sapia Partners LLP is voluntarily paying £19.6 million to investors that lost money to alleged misconduct by anot...
CN Editor
April 24, 2026
RETAIL INVESTORS NEED TOOLS FOR PRIVATE MARKETS
FCA PUBLISHES FINDINGS FROM FINANCIAL ADVISER MARKET SURVEY
FINTRAC PUBLISHES MONEY LAUNDERING INDICATORS RELATED TO EXTORTION
COURT REJECTS EX-REP"S APPEAL OF FRAUD CONVICTION
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS