CIRO has scheduled a disciplinary hearing for Neilay Modi (Modi), a former dealing representative with Desjardins Financial Secur...
CN Editor
June 18, 2026
CIRO NEW MEMBER - MICA CAPITAL INC.
CIRO NEW MEMBER - BROOKFIELD SECURITIES CANADA LP
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS
UPDATED MUTUAL FUND STAFF NOTICE MSN-0032 RELATED TO USE OF BUSINESS, STYLE OR TRADE NAMES BY MEMBERS AND APPROVED PERSONS
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JIMMY DELINIS PLEADS GUILTY IN $1.3 MILLION INVESTMENT SCHEME
CIRO FINDS FORMER REPS WITH PFSL INVESTMENTS CANADA IN MISSISSAUGA LIABLE FOR PERSONAL FINANCIAL DEALING
CIRO ALLEGES UNSUITABLE INVESTMENTS BY WFG SECURITIES INC REP FROM SURREY, BC
OSC: REGISTRATION, INSPECTIONS AND EXAMINATIONS DIVISION SETS OUT ITS 2026-2027 EXAMINATION PRIORITIES