In accordance with the Act to amend various provisions mainly with respect to the financial sector (Law 16), the recognition orde...
CN Editor
July 06, 2026
SIMA RESPONDS TO CIRO"S PROPOSED CHANGES TO CLIENT DELIVERY OBLIGATIONS
CIRO MEMBER AMALGAMATION - IPC SECURITIES CORPORATION & CANADA LIFE SECURITIES LTD.
CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
INVESTOR ALERT: LDPMANAGEMENT FALSELY CLAIMING CIRO REGISTRATION
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REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS