The Canadian Investment Regulatory Organization (CIRO) published proposed rule amendments for comment that will harmonize advisor...
CN Editor
July 10, 2026
CSA MARKET UPDATE
MARKET SHARE REPORT FOR THE SECOND QUARTER OF 2026
CIRO CONTINUES TO STRENGTHEN INVESTOR PROTECTION WITH APPOINTMENT OF THREE NEW INVESTOR ADVISORY PANEL MEMBERS
COURT DENIES STAY OF CIRO SANCTIONS
Thank you for the feedback!!
CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS