The Canadian Investment Regulatory Organization (CIRO) released its annual Enforcement Report highlighting the previous year’s en...
CN Editor
July 23, 2026
CIRO NEW MEMBER - CIX TRADING INC.
JOINT REGULATORS COMMITTEE RECEIVES OBSI INDEPENDENT EVALUATOR"S REPORT
STRENGTHENING EXAM PROGRAM THROUGH INNOVATION AND TRANSPARENCY
CIRO ALLEGES MISAPPROPRIATION BY FORMER SCOTIA SECURITIES REP FROM BURLINGTON, ON
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS