CIX Trading Inc. (CIX) is admitted to membership in the Canadian Investment Regulatory Organization, effective July 20, 2026. The...
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July 23, 2026
JOINT REGULATORS COMMITTEE RECEIVES OBSI INDEPENDENT EVALUATOR"S REPORT
CIRO HIGHLIGHTS ENFORCEMENT ACTIVITIES AND ACHIEVEMENTS IN 2025-2026 ENFORCEMENT REPORT
CIRO ALLEGES MISAPPROPRIATION BY FORMER SCOTIA SECURITIES REP FROM BURLINGTON, ON
CIRO SANCTIONS FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS