The Securities and Investment Management Association (SIMA) has submitted a proposal to the Department of Finance Canada urging t...
CN Editor
July 23, 2026
CSA SEEKS COMMENT ON MODERNIZING THE REGULATION OF PUBLIC COMPANIES
PE FUND MANAGER CHARGED WITH EMBEZZLEMENT
SIMA RESPONDS TO CIRO"S PROPOSED CHANGES TO CLIENT DELIVERY OBLIGATIONS
HARBOURFRONT ADDS SECOND PRIVATE EQUITY PARTNER
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS