ETF fund manager Simplify Asset Management, Inc. has settled allegations from the U.S. Securities and Exchange Commission (SEC) t...
CN Editor
July 28, 2026
ESMA APPROVES EQUITY, ETF DATA PROVIDER
INVESTOR CLASS ACTION SETTLEMENT EDGES CLOSER
SMALL BUSINESS FORUM"S REPORT TO CONGRESS HIGHLIGHTS RECOMMENDATIONS TO IMPROVE CAPITAL-RAISING POLICY
TRIBUNAL FINDS DAY TRADING PLATFORM ENGAGED IN "SPOOFING"
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS