A Toronto-based film producer in the midst of enforcement proceedings brought by the Ontario Securities Commission (OSC) is now a...
CN Editor
July 30, 2026
FAKE ALGO TRADER GETS JAIL TIME
FIRM FAILED TO DISCLOSE HIGH COMMISSIONS: FCA
CFTC TACKLES RISKS OF VERTICAL INTEGRATION
PMAC: PROPOSED AMENDMENTS TO OSC RULE 13-502 FEES, OSC RULE 13-503 (COMMODITY FUTURES ACT) FEES AND PROPOSED CHANGES TO THEIR COMPANION POLICIES
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS