A CIRO hearing panel accepted a settlement agreement, with sanctions, between Enforcement Staff and Scotia Securities Inc. (Scoti...
CN Editor
August 17, 2026
SIMA SUPPORTS ACCOUNT TRANSFER MODERNIZATION, URGES TECHNOLOGY-READY IMPLEMENTATION
CIRO ALLEGES ORDER DESIGNATION FAILURES BY GOLDMAN SACHS CANADA INC.
CIRO ALLEGES DISCRETIONARY TRADING BY FORMER CIBC WORLD MARKETS REP FROM TORONTO, ON
CIRO ALLEGES GATEKEEPER FAILURES BY CANACCORD GENUITY REP FROM CALGARY, AB
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RCMP LAYS CHARGES IN ALLEGED $164M PONZI SCHEME
OSC FLAGS ISSUES WITH INDUSTRY AI USE
FATF/APG MUTUAL EVALUATION REPORT OF CANADA 2026
ADVISOR SANCTIONED FOR TAKING CLIENT INFO