CIRO ALLEGES PERSONAL FINANCIAL DEALINGS BY FORMER DESJARDINS FINANCIAL SECURITY INVESTMENTS REP FROM OTTAWA, ON

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CIRO has scheduled a disciplinary hearing for Angie Sau Chu Lau (Lau), a former Registered Dealing Representative with Desjardin...


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CIROEnforcementPersonal Financial Dealingsconflicts of interestfailure to cooperate

CN Editor

November 12, 2026

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